Artificial intelligence (AI) is making its presence felt across multiple industries, including the financial services space.

Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

Increasingly, clients of CPA firms impose confidentiality agreements as a precondition to engaging the firm to perform professional services. These may appear in the form of a separate nondisclosure ...

New Jersey's Rules of Professional Conduct provide that a lawyer "shall not" reveal information "relating to representation of a client," subject to certain enumerated exceptions. RPC 1.6(a).

A California investment adviser improperly took confidential client information from his former employer and used it to start ...

The newly launched Wealthscape Intelligence and onboarding capabilities are designed to unlock personalized insights and ...

Customers rely on brokerages, advisors, accountants and even insurance agents to keep their information safe, secure and confidential. Well before the stay-at-home mandates of the pandemic, state ...

Bank staffers are selling client data in back-door deals with online fraudsters — helping to facilitate sophisticated scams that target the live savings of Americans, according to a report. These bank ...

Amrita M. Narine and Reshma Shah write: Until the courts adopt a single approach toward border searches of electronic devices, attorneys need to be even more careful when crossing the border with ...